laundering control; (9) Having been sentenced for commission of any offense under the securities and exchange laws, the laws governing the undertaking of finance, securities and credit foncier businesses, the
securities trading or management in a deceitful, fraudulent or dishonest manner, or under the laws relating to money laundering control; (Translation) - 4 - (9) Having been sentenced for commission of any
receivership, being an insolvent, an incompetent or a quasi-incompetent person; 3 (b) having been sentenced to imprisonment by the court’s final judgment as a result of guilty in market abuses of securities or
refuting the suspicious grounds under (b) or (c). (2) within a period of ten years prior to the filing date of the application for an offer for sale of newly issued shares, the applicant has been sentenced
for less than 3 years as from the date when the court has sentenced thereof; (4) being considered, by the regulator of financial institution or an agency empowered by law regardless of local or foreign
a trust, such person has been sentenced by a final judgement in an offense concerning property, only for a cause arising from a deceitful, fraudulent or dishonest act that results in widespread damage
prior to the date of submitting the application, having been sentenced by the final judgement of a court for an offense related to property on the ground of acting in a manner of deceiving, cheating or
sentenced thereof; (4) being considered, by the regulator of financial institution or an agency empowered by law regardless of local or foreign jurisdiction, to possess prohibited characteristics of [i
for an offer for sale of newly issued bonds, the applicant has been sentenced by a final judgement in an offense concerning property, only for a cause arising from a deceitful, fraudulent or dishonest