In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
of the said two notifications. In addition, the revocation of an approval as investment consultant is one of the prohibited characteristics of personnel in the capital market under Clause 30(5) of
business operator after license revocation, and (6) stating the scope on supervision of infrastructure service providers in the capital market which would allow the operators to conduct their business
revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
BOD Meeting 2/2021 (Info. on asset disposal transaction of FVC for waiving the right of purchasing new ordinary issued shares of KTMS) 31/03/2020 08:27 Report the cancellation of the registered capital
cancellation of a major construction project. Based on such inside information, he was able to avoid loss by selling 8,651,400 of TIES shares off the trading account of Ornsiree, his daughter during 19 May 2014
Bee filed a cancellation notice to his broker, Globlex Securities Co., Ltd., in order to void the purchase transactions has no effect on the Sub-Committee?s opinion as well because the purchases of EIC
developments and the current https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8264 SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration
more timely and appropriate in line with the industry developments and the current https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8264 SEC Board resolves to propose the revocation of Zipmex