Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the
provide services with loyalty* by committing wrongful acts against investors’ assets, which was an offense liable to revocation of approval as investment consultant. However, the approval as securities
wrongful acts against investors’ assets are liable to the highest sanction of revocation of approval for investment consultant for Complex Financial Products Type 2. However, the approval for Somchai as
Microsoft Word - E-0075 (Translation) No. CK-17-0000-PO-L-0075 November 15, 2017 Re: Notification of Cancellation and/or Suspension of Land Purchase under the Resolution of the Board of Directors
acquisition or disposition of assets. However, the sale of shares in ACC Green is considered as a cancellation of the investment in a company with investment proportion of 100% or more of paid-up capital and
comprehensive profit in the amount of Baht 49.62 million. The profit in this quarter was due to reversal from the cancellation of one construction project contract in the amount of Baht 70.73 million, which this
investment ratios for certain products (product limit) suitable for market environment and relevant investment policies, and cancellation of product limit for general mutual funds; (5) Derivative investment in
postponement or temporary suspension of PVD contribution to employees or employers who are affected by the COVID-19 spread. This measure aims to lessen the expense burdens and prevent PVD cancellation by
, cancellation of submission of paper document or reports, and codification of rules and regulations with manuals for convenience. SEC will gradually proceed with these by the end of 2020,” Ruenvadee said.About 19
ready for retrieval upon the SEC’s request, and (3) cancellation of reports that are no longer necessary. Under the current regulations, only 33 reports can be submitted via electronic means. After the