a request is made under this MoU. (r) “Requesting Authority” means the Authority making a request under this MoU. (s) “Securities and Exchange Act” means the Securities and Exchange Act B.E. 2535. (t
million baht at the head office for at least one year as from the closing date in a manner that the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of
manner that the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of structured notes, convertible bonds, or warrants shall report the redeeming, [converting
the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of structured notes, convertible bonds, or warrants shall report the redeeming, [converting,] or
effective than others. The areas where improvements would be valuable include the following instances: Insufficiently detailed, and sometimes incomplete, monitoring programs in the level that would facilitate
, the SEC Office shall request your consent. The SEC Office complies with appropriate security measures, for example, ISO27001 standards or NIST, etc. In case of any cross-border data transfer to another
purposes or the purposes permissible by law only. In the case where it is required by law that your consent must first be obtained, the SEC Office shall request your consent. In this regard, the SEC Office
valuable learning opportunity for delegates at all stages of RI adoption and we look forward to further collaborative opportunities with these partners.”Ms. Valerie Kwan, Director of Engagement, Asia
. Eliminate stamp requirement on underlying documents submitted by customers when conducting foreign exchange transactions. 3. Allow a qualified company or a group of qualified companies to submit a request for
Section 92 of the Securities and Exchange Act B.E. 2535 (1992) permits securities companies to establish a branch office upon approval from the Office where the request for permission and granting