Section 92 of the Securities and Exchange Act B.E. 2535 (1992) permits securities companies to establish a branch office upon approval from the Office where the request for permission and granting
company shall be authorized to terminate the agreement on the appointment of the fund supervisor; (5) provision that in the case that the management company fails to request the unitholders’ resolution for
a valuable venue for networking and knowledge-sharing, the Roundtable produces policy reports and guides. The most important document remains the Roundtable‟s White Paper on Corporate Governance in
is made. The storage of such document or evidence shall be made in the manner which is immediately available upon the Office’s request for a review or an inspection. Clause 4 This Notification shall
Exchange Commission) Request Form for Examining Information of Persons who the Securities Company will Appoint as Executive Report/Form (Notification of Securities and Exchange Commission) Form 103-1 List
/2557 Rules on Appointing Independent Director of an Intermediary 03/06/2014 01/07/2014 2. Circular 13/2544 22/02/2001 Report/Form (Notification of Securities and Exchange Commission) Request
Securities and Exchange Commission) Request Form for Examining Information of Persons who the Securities Company will Appoint as Executive Report/Form (Notification of Securities and Exchange Commission