of the jurisdiction wherein foreign regulator under (4) is located; (3) Evidence that units of foreign ETF are traded on home exchange which is a member of the World Federation of Exchanges (WFE); (4
ออสเตรเลีย ญ่ีปุ่น เกำหลีใต ้นิวซีแลนด์ และไทย 1 เช่น เป็น CIS operator ท่ีอยูภ่ำยใตก้ำรก ำกบัดูแลโดยหน่วยงำนก ำกบัดูแลของประเทศตน (home regulator) โดยมีตวัแทนขำยในไทย (local intermediary) ท ำหนำ้ท่ีรับผดิชอบ
of the outbound product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is
of the outbound product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is
businesses. However, such scheme shall be established upon aproval, registration or any other similar action from the the home regulator of any ASEAN https://publish.sec.or.th/nrs/7535pe.doc Readers should be
. However, such scheme shall be established upon aproval, registration or any other similar action from the the home regulator of any ASEAN https://publish.sec.or.th/nrs/7535pe.doc Readers should be aware
nature and biodiversity stemming from their operations.Furthermore, the SEC is the second global and the first Asian regulator to have joined the forum. Through the implementation of the TNFD
characterized as a collective investment scheme (CIS)*, whose CIS operator is under the supervision of a foreign securities regulator that is an ordinary member of the International Organization of Securities
capital market regulator, the SEC understands the need to study the market landscape, competition structure and business undertaking of the securities business operators including the trends and factors
การนี้ ก.ล.ต. ได้ร่วมแสดงความยินดีต่อหน่วยงานกำกับดูแลตลาดทุนของประเทศกัมพูชา (The Securities and Exchange Regulator of Cambodia) ที่จะดำรงตำแหน่งประธาน ACMF และเป็นเจ้าภาพในการจัดประชุม ACMF ในช่วงปี