managers who have been operating such businesses since before 27 November 2020 and would like to continue such business operation that they are required to apply for the respective licenses with the SEC by
with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares
Governance Country Assessment (CG-ROSC) is an assessment of CG policy framework and compliance with international standards of capital markets by the World Bank. As participation in this program is voluntary
. Available. Registration with the ThaiBMA - Only long-term bonds. Only long-term bonds. Only long-term bonds. Ratings - - - Required. [1] This means persons who are related to the issuer in terms of
under Thai laws and having duty under section 56 (there are minority shareholders) Listed companies Company which listed companies hold > 50 percent shares Other public company limited (approval
) For mutual fund which investment units are not securities listed in the Stock Exchange, the NAV and investment unit values as of the last business day of each month shall be announced within the
in the scheme. (4) For the mutual fund that invest in foreign countries : (4.1) The stock exchanges in the country where the mutual fund invest with over 10% of their NAV cannot open for normal
). MTN program - - - - Registration with the Thai BMA - - - - Ratings - - - Required. [1] For issuance and offering of bonds to II by issuers that are not financial institutions or registered as the
common stock prices prior to or during the offering, in accordance with the guideline of the Thai Bankers' Association (floor conversion price). [4] Requirements for additional disclosure in filing
investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing