) Prohibiting offering of all types of securities in accordance with the Securities and Exchange Act of 1992 in the case where the Stock Exchange of Thailand (SET) publishes a warning sign on any listed company
the amendments to regulations on ETFs, with which most of the respondents’ expressed opinions are in agreement. The SEC has therefore issued the amended notifications on the ETFs with the salient
more focus on intermediaries? roles for better investor protection. Vorapol Socatiyanurak, SEC Secretary-General said The SEC?s strategic plan aims at stepping up the development of the Thai capital
businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements on registered capital, staff and management and working systems.? Suchada
audit committees to start a meaningful conversion with audit firms on the quality of their audits. In Singapore?s context, ACRA has been exploring the potential of having an AQI framework and we are
, efficiency and competitiveness. Well-rounded perspectives and practicality are taken into account in response to increasing varieties of products and services in line with international standards. Also, the
announced today the three-year Strategic Plan 2018-2020 with more focus on provision of wealth advice for long-term well-being of investors and promotion of sustainable efficiency in all aspects of market
Thai Investors Association (TIA)*. Retirement Checkup is a user-friendly tool for self-assessment of financial well-being to give investors and the public an overview of their readiness for retirement
cover enforcement of investors’ rights. This regulation will effect from 1 May 2020. Presently, several companies are interested to raise fund through digital token offer to finance their investment in
practices of integrating ESG factors in the investment process. At this webinar, experts from PRI as well as global market practitioners, who are PRI signatories, shared their knowledge, experiences and