/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 . Later, she took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds
information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial http://market.sec.or.th/public/idisc/en/Enforce English (United States
Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King
the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His
Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and
____________________ Clause 11 In providing derivatives clearing and settlement services, a derivatives clearing house shall implement a system that ensures that the obligation under the derivatives contract shall be
with disclosure requirements or for securities fraud. Company, commercial and insolvency laws and the judicial system should help creditors enforce their claims in an equitable manner, in accordance
appropriate and fair investor protection. She also mentioned utilization of innovations in data analytics and models to implement various regulatory measures, such as the Uptick Rule, Dynamic Price Bands, and
to cooperate with UNDP in driving towards Sustainable Development Goals within 2030, and to implement the National Action Plan on Business and Human Rights (NAP) the first phase 2019 – 2022. The NAP
reporting such incidents to the SEC; (4) To adjust the applicable scope for investment advisory business operators to ensure that they will be able to implement sufficient controls for managing