process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S
notification the rules with which derivatives business operators shall comply. SECTION 19. The SEC Office shall have the power to order any derivatives business operator to submit reports or any other documents
notification the rules with which derivatives business operators shall comply. SECTION 19. The SEC Office shall have the power to order any derivatives business operator to submit reports or any other documents
quarter of 2017, company has been investing in equity securities which gains on revaluation of its investments at fair value at ฿ 79 million. However, the Company will continue to adhere security policy to
clarity and more confidence that securities firms will adhere to international standard guidelines and effectively prevent inappropriate actions. ________________________
service provider under this Act, KBank must comply with its provisions. We are fully prepared to submit applications for licensing and registration with the Bank of Thailand and to issue operational
Business Impact Analysis (BIA); (4) the recovery time objective; (5) the recovery point objective; (6) details of backup systems and alternative site which comply with the business continuity policy and
in Host Jurisdiction. 10 Example 4 (2) The Recognised Representative is required to comply with rules, regulations and any other applicable law that may govern the activities specified in the Framework
Funds in the host jurisdiction shall comply with the applicable Domestic Law in the host jurisdiction. 4 5. Within the framework of this MoU, the Authorities will provide each other with the fullest
notification to be consistent with other notifications. This includes revision to the definitions of private equity and venture capital businesses to conform the definitions under the digital token offering