services without provisions in Zipmex's rules, conditions and procedures for trading digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a
December 29, 2021. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(1) Settlement Committee
on December 29, 2021. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(2) Settlement
January 17, 2022. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(1) Settlement Committee
17, 2022. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(1) Settlement Committee
December 29, 2021. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(1) Settlement Committee
on December 29, 2021. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(2) Settlement
Daol Securities (Thailand) Public Company Limited Between October 4, 2018 and April 11, 2022 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply
Daol Securities (Thailand) Public Company Limited Between September 7, 2018 and May 9, 2022 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply with
Royal Orchid Hotel (Thailand) Public Company Limited Royal Orchid Hotel (Thailand) Plc. (“ROH”) failed to comply with the private placement (“PP”) regulations (as specified by the Capital Market