knowledgeable, capable or experienced and who are beneficial to the undertaking of the derivatives brokerage business in a sufficient number to accommodate the undertaking of the derivatives business in an
REIT entrusted by the Trustee, the REIT manager shall provide qualitative and capable operating systems to support the work under its responsibility entirely. In this regard, the systems shall comprise
directors and persons with power of management , without conflict of interest which may cause the lack of independency in proceeding mutual fund rating, and is capable of operating the work impartially and
for promoting and maintaining security, credibility, transparency and fairness in derivatives trading, as follows: (1) procure a derivatives trading system capable of supporting expected trading volume
____________________ Clause 14 A foreign entity who applies for approval of an offer for sale of the debt securities shall have the following characteristics: (1) the foreign entity is able to demonstrate that it has
provider of overallotment shares is able to provide over-allotment shares in full amount as required to be delivered or returned to a securities underwriter who is obliged to provide over-allotment shares in
able to provide over-allotment shares in full amount as required to be delivered or returned to a securities underwriter who is obliged to provide over- allotment shares in cases where the amount of
other person that securities offeror is able to demonstrate to the SEC Office that such person has access to and is capable of examining information necessary to make investment decision in securities
able to protect shareholders’ rights by allowing any person to receive financial gain beyond what should be received normally or by causing the company to lose a benefit that should have been received