purchase of KITHA shares approved by shareholders? resolution. The clarification must include information concerning board of directors? roles in the said agenda at the shareholders? meeting as well as each
include requirements for information technology governance and auditing by IT specialists. It also outlines the timeline to submit the IT audit report and IT Risk Assessment results, which must be
), the issuer shall submit a supplemental report (81-1 Short-Form) to the SEC Office within a designated timeframe. This report must include the following information: - Major shareholders and their
with ThaiBMA, which plays a crucial role in promoting and developing the bond market. The association’s responsibilities also include setting standards and practice guidelines for operating debt
: “intermediary” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company
will include new assessment questions, additional weightage for certain questions, particularly those on the Role of Stakeholders, and a streamlining of questions to place greater emphasis on practicing
from the financial statements. 2. If interim financial statements are included in the registration statement, the selected financial data shall also include updated information for that interim period
for sale of investment units to increase registered capital of a mutual fund, the particulars and information required in paragraph one shall be up-to-date, and the prospectus shall also include the