SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business
needs and size of its business; (2) “fundraising tools” to make ones know and understand fundraisings in different forms and channels through an easy and simple presentation and have clear pictures
to check if they are ready before making an investment decision as to whether they understand digital assets, understand the right to be received from digital assets, and understand and accept the
investment based on their risk tolerance levels. The proposed measures include: 1. Arranging for an easy-to-understand risk ranking, from 1 to 8 in ascending order, to label each mutual fund; 2. Requiring
.; (2) Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that
operators and relevant agencies, thus, needs to know and understand the principles and rationales of customer’s data protection and are required to operate their businesses in compliance with the Personal
themselves against investment scams. The lecture covered various topics, including Three Key Factors of Value Investing (Principal, Return, and Time), the “Three Knows” (Know Oneself, Know Others, and Know Own
Investment for Gen Z” to approximately 500 students at Suan Sunandha Rajabhat University, Nakhon Pathom Campus. The session focused on the “Three Knows” (Know Oneself, Know Others, and Know Own Risks), the 5
follows: 1 . We wish to express an intention to submit information electronically to the SEC Office and agree to abide by the following conditions: 1.1 We fully understand and acknowledge the SEC Office’s
covered various topics such as deposit protection, debt relief measures, the “Three Knows” (Know Oneself, Know Others, and Know Own Risks), and Investment scam advertisement. The event took place on 20