markets business to submit trading order and not an employee of Jitta Wealth Asset Mannagement Co.,Ltd, there may be a risk that person who are not under the company know about the information and use it
ensure that such investors would have adequate access to relevant information to better understand financial products before making well informed investment decisions.?The consultation paper is available
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
key sections : (1) Investment planning: Proving information on tools to assist investors to understand themselves better and plan their investments more effectively, such as tools for
Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information
การท าความ รู้จักลูกค้าเป็นไปอย่างมีประสิทธิภาพ ( Electronic know your client : e-KYC) 39,000 31,636 ยุทธศาสตร์ D รู้เท่าทันความเส่ียงและก ากับ https://www.sec.or.th/TH/Template3/Budget/2561/sec
the end of 2019 Managing the total usage amount through Boonterm kiosk to more than 10%, compared to 2018 Developing the intelligent kiosk for selling sim card and Electronic Know Your Customer
continue to create values under new technology. For example, financial advisors involved with an ICO will need to understand blockchain technology. 1.6 Considering this new technological context, many
| - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Risk Disclosure | - |- Books & Records
กองทุนส่วนบุคคล มิได้ปฏิบัติให้เป็นไปตามหลักเกณฑ์ เงื่อนไข และวิธีการและวิธีการที่คณะกรรมการกำกับตลาดทุนประกาศกำหนด โดยมีระบบงานในการทำความรู้จักลูกค้าและตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้า("Know