Bangkok, October 22, 2009 ? The SEC announced at the press conference today the results of preliminary investigation on the dissemination of rumors that caused a sharp decline in SET Index last week, during October 14 and 15.? ?We have been on the alert since the very beginning of the rumor spread on October 14. Apart from close monitoring and examination of trading activities and market conditions, we started liaising with the Commander of the Special Branch Police instantly to get to the bot...
Administration, NIDA said that the findings indicated that the present theory on economic development direction with focus on financial decision making based on risks and returns might not result in the country?s
inspection findings related to the audits of public companies around the world. The findings in the audits on major financial institutions were also forwarded to the Financial Stability Board (FSB) as
we are seriously working on the case and expecting to propose the findings to the SEC board meeting on October 8, 2004 for consideration and after that will immediately announce the results to the
featured panel discussions for exchanging ideas and showcasing research projects, aiming to integrate academic findings into the formulation of regulatory and developmental policies for the capital market
and failing to comply with the standards of conduct as prescribed by the SEC. The revocation has taken effect today. According to the SEC findings, Sutthasinee agreed to render a service of
decision was based on the SEC?s findings of Wanvadee?s severe wrongful actions as follows: 1. Deceiving investors that she would open trading accounts for them and then asking them to transfer money to her
Thai Fintech startups, research findings by SEC staff, researchers from academic institutions and relevant organizations, as well as insights from guest experts in the capital market. The event
findings, evidence and the company?s explanations showed ? failed to comply with the generally accepted accounting principles. In November 2010, Chonburi Kanyong Co., Ltd., a CCP subsidiary, sold its
14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the