Thornton? KPMG และ PricewaterhouseCoopers) ภายในปี 2562 ข้อมูลเพิ่มเติม สามารถศึกษาได้ที่ https://www.ifiar.org/IFIAR/media/Documents/General/About%20Us/Inspection-Findings-Survey-Report_Press-Release.pdf
/media/Documents/General/About%20Us/Inspection-Findings-Survey-Report_Press-Release.pdf
personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
According to the findings after a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, the offenders were divided into two groups, with details as follows
According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the
According to the findings of the SEC’s investigation, the four persons, namely (1) Miss Duangkamol Chotana, (2) Miss Nutwara Saengwarin, (3) Mr. Supoth Piansiri, and (4) Mr. Sirichai Chananam – at
? debentures. Findings pointed out that credit watch placement information had significant impact on the companies? share price movement, with stronger impact in cases where credit watch placement information
the company’s estimate. The findings showed that after Dr. Kumpol Plussind (holding the positions of managing director and director at the time) became aware of the inside information, he purchased
) (5) Mrs. Pranee Rodyindee and (6) Ms. Dok-or Chotana The SEC's findings have also revealed that two other investment consultants, namely (7) Ms. Natcha Suttipate and (8) Ms. Nijjawan Iamsaard were
further findings, BSmart digital tokens have been solicited to the public through online channels such as the issuer's website, YouTube and Line Application.However, no application for approval of the