Bangkok, September 24, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to-date and practical...

unit offering carefully in my capacity as an executive director, and hereby certify that the aforesaid information is correct, complete, true and not misleading or lacking any material information that

addition, such revised financial statements must be submitted to the SEC by October 8, 2004. According to DAIDO?s special audit result, many accounting records were found deficient and still cannot

and selling orders. Their failure to comply with the SET?s regulation is considered unethical and deficient in professional conduct as prescribed by entities or associations of securities businesses

revenue recognition conditions in the Thai Accounting Standard No. 26, the SEC recommended that if companies rely on the payments from clients to carry on construction because of inadequate funding from

convenience to case monitoring and progress updates. In case of unreasonable delay or inadequate services from officers, complainants are welcome to contact SEC Secretary-General directly via email: ruenvadee

information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research

considering the directors? and management?s inappropriate characteristics as well as their rights to clarify and appeal, the consequences for those lacking qualifications and liabilities for contravening the

lacking of qualifications as specified by SEC. Mr. Thirachai Phuvanat naranubala, SEC Secretary-General stated that ?Even though most of listed companies do operate their businesses cautiously with

preventive measures have been focusing on shares lacking of fundamental factors.