preventive measures have been focusing on shares lacking of fundamental factors.
problem of inadequate retirement savings in Thai society. SEC would like the PVD to sustainably grow, which needs the collaboration among sectors, including the PVD members, who are employees in
net profit in Quarter 1/2018 was 1.91 million baht because the lacking of the main raw material that have the affect on products cannot send to the clients in time. But the expenditures are decreased in
defective operation was caused by (1) its insufficient process of issuer credit review and (2) its outdated list of approved securities for investment. Such inadequate operation was against the operational
companies that their names must be registered in such system. Initially, the SEC will put all of their names in the system. If any of them is found having malpractice or lacking professional ethics, such case
any risks arising from an appointment of any persons lacking qualifications or possessing prohibited characteristics.
owners, in order to gain indirect benefits for himself. His actions are deemed as failure to honestly and fairly perform his duty in providing financial services, lacking of professional accountability or
business sectors while maintaining the protection of investors from any risks arising from the appointment of any person lacking qualifications or possessing prohibited characteristics, and (2) harmonize the
to lacking of working capital and also having a lot of debts, the money from the Transaction will help the Company’s financial status better. 7. Plan of using the money After the Company receiving the
characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited characteristic