One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to expand investment choices

The “Aom No. 5” campaign’s main objective is to expand investor base, particularly those of working age, encouraging them to be prepared for the future and have saving discipline through dollar cost

bonds, (2) Euro Multilateral Trading Facility (MTF), whose criteria are as relaxed as the regulations governing an offering of corporate bonds to high net worth investors, and (3) Securities Official

approval criteria for auditors in the capital market but certain qualifications will be relaxed such as job title, audit experience and experience in giving opinion for financial reports.The consultation

regulations may be relaxed in case holding company is deemed to have control over the businesses according to accounting standards or is restricted by law or public joint venture. The amendment aims to

were relaxed for TSR, for instance: (1) No requirements of having financial advisor in co-preparing the application for approval and registration statement for issuing and offering of TSR. (2

management to seek the SEC approval for becoming a REIT manager. The proposed REIT regulations would be more relaxed and flexible than the current ones governing property funds (Type 1). For instance, the unit

management to asset management licensee will be permissible, subject to the specified rules. In addition, REIT holding limit will be relaxed where a REIT trustee will be able to hold up to 50 percent of the

, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved the relaxation on rules applicable to mutual funds for AIs (institutional and high net worth investors). The relaxed

are suspected of having committed an offense as specified by law. ?Under the relaxed rules, the securities companies which do business only with institutional clients or do not have custody of their