businesses and mergers among securities firms in preparation for the upcoming securities business liberalization. Under the relaxed rules, the firms are allowed to categorize the accounts receivable incurred
conduct of derivatives brokers as follows: 1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant
conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading
Mekong Sub-region (GMS) countries, namely, Cambodia, Laos and Myanmar. Under the revised rules, investment diversification will be relaxed while clear and adequate information on GMS instruments must be
in part of disclosure of financial condition and operational result, corporate governance and business takeover will be relaxed. Such foreign company will, however, be required to comply with foreign
shares or cash settlement. In case of fully collateralization, these qualification requirements will be more relaxed; 2. Approval procedures and disclosure rules: With the adoption of shelf approval
institutional and high net worth investors and an offering to a limited number of specific investors are more relaxed than those governing a general public offering.? However, recently there have been some cases
. Moreover, business conducts for debt securities underwriter will also be relaxed to allow the underwriter to subscribe and be allocated the underwritten securities but measure to ensure that transparent
share repurchase of major shareholders, which, in turn, would help reduce volatility in share prices and send a positive signal to investors. Given current market situations, the relaxed rules will apply
clientele of securities companies in preparation for the upcoming liberalization of securities businesses, the SEC Board has relaxed the rules governing the branch opening of securities companies by allowing