specified in the SEC notification, the Minister shall have the power to revoke the license to operate all or any type of securities businesses so licensed upon the recommendation of the SEC.
that facilitates market innovation, and enable market practitioners? self-regulatory functions. The proposed amendments will revoke all provisions on associations related to securities business currently
petition with the Southern Bangkok Civil Court, Black Case No. Por 101/2567, dated 18 January 2024. The petition sought the Court’s order to revoke a share swap contract whereby NUSA shareholders would
informed by NUSA that on March 26, 2024, shareholders filed two lawsuits with the Civil Court: (1) Case No. Por. 1328/2024: Petition to revoke EGM of Shareholders’ resolutions; and (2) Case No. Por. 1328
under Thai law and simultaneous offerings in local and foreign markets. The SEC, however, may revoke approval for operation if any CRA fails to comply with the IOSCO standards or is revoked by home
financial statements of Renaissance FMC, which constitutes a prohibited characteristic for an auditor in the capital market*. Accordingly, the SEC resolved to revoke Ms. Sulalit’s approval as a capital
revoke Renaissance’s securities business license, Type C. In addition, the SEC Board also resolved to revoke Renaissance’s derivatives business licenses, effective on the day the Minister of Finance
entitled to seek the court's order to revoke the resolution found to be in contravention of the law or governing regulations;(3) Enhancing supervision over the SET in line with international standards
Exchange Commission the power to issue and revoke securities business licenses as well as the power to approve additional types of securities businesses and specify paid-up registered capital thereof. These