illegal activities. Jomkwan Kongsakul, SEC Deputy Secretary-General said: “This inspection conducted with the CIB and the ECD was a result of our proactive collaboration to examine wrongful activities in
Bangkok, 27 July 2017 ? The SEC has refused to grant Energy Earth Public Company Limited (EARTH) an extended deadline for submitting the special audit report which was due on 24 July 2017, and urged the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty performance. Earlier, the SEC had instructed EARTH to arrange a special audit on the advanced payments for...
Understanding (MOU) on Expedited Review Framework for Secondary Listings.The Expedited Review Framework is an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers in 2009. The
and the management, discussed approaches that the SET could adopt to review rules relating to securities trading in cash account, particularly in placing asset as collateral before purchasing in
Diligence (KYC/CDD) and credit line review practices, particularly for those clients who have traded securities under cash balance rule or inappropriately transferred their securities to raise credit limits
Bangkok, February 6, 2013 - The SEC has instructed Thai Unique Coil Center Plc., (TUCC) to review and rectify its financial statements for the second and third quarters of 2012. TUCC is required to
Microsoft Word - 60-12-21 แก้ไข IM1-NMG-Disposal Assets-En เพิ่มเติม หลังส่ง Review 17.50 (2) Information Memorandum on the Asset Disposal and the Entry into Connected Transactions from Divestment of
Microsoft Word - 60-12-21 แก้ไข IM1-NMG-Disposal Assets-TH เพิ่มเติม หลังส่ง Review 17.50 (3) สารสนเทศเกีย่วกบัการจาํหน่ายไปซ่ึงสินทรัพย์และการเข้าทาํรายการทีเ่กีย่วโยงกนั ของ บริษทั เนช่ัน มัลตมิีเด
Bangkok, 17 March 2025 – Prime Minister Paetongtarn Shinawatra today has met with the Securities and Exchange Commission (SEC), the Stock Exchange of Thailand (SET), and the Department of Special Investigation (DSI), the Ministry of Justice, to discuss situations in the stock exchange and update progress on the measures for building trust and confidence in the capital market, especially regarding strict and rapid legal enforcement. Meanwhile, the Government will support expediting legal amendmen...
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับธนาคารโลก (World Bank) จัดงานสัมมนาออนไลน์ หัวข้อ Workshop with External Review Providers in