Bangkok, March 9, 2011 - Following online news on statement of former Deputy Finance Minister, Pichai Naripthaphan, now a member of Pheu Thai Party?s working group on economic, he requested the SEC to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of shareholding structure prior to public disclosure of such information. Mr. Pichai believed that the SEC...

trading orders. During an examination of a securities trading inconsistent with normal market conditions, the SEC found that six securities companies had failed to submit recorded tapes of their phone

of naked short selling transactions without actual securities borrowing, which is currently a matter of public concerns. Currently, the SET’s inspection system operates on a risk-based approach and the

service increased from the same period of previous year of 2.41 Million Baht, accounting for 16.71% as the project of interval inspection for NGV lorry truck and increased number of Radiographic Examination

, during October 14 and 15.? ?We have been on the alert since the very beginning of the rumor spread on October 14. Apart from close monitoring and examination of trading activities and market conditions

information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit

the officer using for examining the correct and completion and providing an inspection of such log book consistently. [A] 1.2 Examination · Providing a test once a year for assure that information and

the officer using for examining the correct and completion and providing an inspection of such log book consistently. [A] 1.2 Examination o Providing a test once a year for assure that information and

BANGKOK, October 12, 2006 ? The SEC ordered Compass East Industry (Thailand) Plc. (CEI) to cooperate with its auditor in the examination of the company?s inventory, machinery, equipment, moulds and

appointment for examination of the working paper and the audit quality control system and specify the list of working papers to be examined; - On-site inspection, notify and confirm the issues found verbally