Commission, Thailand have signed a Memorandum of Understanding ("MOU") to establish the ASEAN CIS Framework for cross-border offering of collective investment schemes ("CIS").? The ASEAN CIS Framework is one
technology risk framework 1 สงิหาคม 2565 การอบรมการใชง้าน ระบบ ESUBMISSION 2©Copyright ระบบ ESUBMISSION : วตัถปุระสงค์ เป็นชอ่งทางอ านวยความสะดวกใหก้บัผูอ้อก หลกัทรัพย ์ตวักลาง และอืน่ๆ ในการจัดสง่
technology risk framework รวมคลปิบรรยาย ระบบ ESUBMISSION Phase 2 1 สงิหาคม 2565 2©Copyright ภาพรวมระบบ ESUBMISSION เนื้อหา 1. วัตถุประสงค์ของระบบ ESUBMISSION 2. การประยุกต์ใช้ Digital ID ภาครัฐ 3
, Thailand (SEC) and the Singapore Exchange (SGX) have signed a Memorandum of Understanding (MOU) to establish a Streamlined Review Framework for the ASEAN Common Prospectus. The Streamlined Review Framework
, the SEC proposes the following supplementary principles to enhance investor protection: 1) AMCs intending to establish crypto ETFs must demonstrate readiness in terms of personnel, operational systems
Facebook page "Gold Insight Framework TH" : Unlicensed securities and derivatives business (Disclosure Date : 23/04/2026)
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the management team convened a meeting with Mr. Chanin Vongkusolkit, TLCA Chairman, and the board members to discuss collaboration in developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from investors and have their securities listed on the Stock Exchange of Thailand (SET), while growing su...
The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Finance (MOF), the Stock Exchange of Thailand (SET), the Federation of Thai Capital Market Organizations (FETCO), and relevant agencies, is advancing the “Thai Capital Market Competitiveness & Attractiveness,” with the aim of enhancing the market’s competitiveness and attractiveness while strengthening investor confidence.In this regard, the Taskforce for a Competitive and Attractive Market (Taskforce) rev...
knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by
The proposed amendments aim to streamline and simplify mutual fund disclosure which currently requires numerous details and, in some parts, repetitive information is disclosed in other documents that asset management companies are already required to prepare and disclose to the unitholders. In drafting the regulations, the SEC took into account the feedbacks received from the business operators during the public hearing on the proposed amendments to the regulations and the concerns raised by ass...