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Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9815

SEC to improve rules on the issuance of IPOs by holding companies to add flexibility to business structure

There have been a large number of holding companies that issue IPOs. These companies conduct various types of businesses and comprise many affiliates, both in Thailand and in other countries. In each group of companies, an affiliate acting as the central company is the one whichsets out policies and business directions for all affiliates and associated companies within that group of companies. The current rules require both the issuers as well as all affiliates that engage in the main bus...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8530

Investor Alert : Gains System

Gains System : Unlicensed digital asset business (Disclosure Date : 09/08/2019)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=017&CaseYY=2562

Investor Alert : Gains System

Gains System : Unlicensed digital asset business (Disclosure Date : 09/08/2019)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0017&CaseYY=2562

SEC to revise brokerage system rules as to facilitate application by the existing and new business operators

appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8342

SEC reveals progress on study on audit firm-auditor supervision laws in foreign country to hasten Thai oversight system

the capital market must be attached to the audit firms which have a work system in accordance with the quality control standard. However, in the current structure of laws pertinent to the audit

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8525

Initial Product Offering System (IPOS)

Initial Product Offering System (IPOS) Please wait... ระบบออกและเสนอขายหลักทรัพย์ Initial Product Offering System ( IPOS ) โปรดระบุข้อมูลด้านล่าง (Please fill in information below) ประเทศที่

https://market.sec.or.th/IPOS/Authen/Login.aspx

External User Accounts Management System (EXAM)

External User Accounts Management System (EXAM) ระบบบริหารจัดการบัญชีผู้ใช้งานบุคคลภายนอก External User Accounts Management System (EXAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below

https://market.sec.or.th/EXAM/EXAMLogin.ASPX?r=EXAMChangePassword

Online Fund Approval and Management System (OFAM)

Online Fund Approval and Management System (OFAM) ระบบอนุมัติจัดตั้งและจัดการกองทุน Online Fund Approval and Management System (OFAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below

https://market.sec.or.th/ofam/OFAMLogin.aspx

External User Accounts Management System (EXAM)

https://market.sec.or.th/EXAM/EXAMLogin.ASPX