capital market for infrastructure development, not only to bring about better living quality of Thai people but also to attain the utmost benefits from the upcoming ASEAN Economic Community (AEC),? Vorapol
for business expansion, enhance competitive edge and foster creativity and innovation, it will bring about mutual benefits to the country sustainable development in the long run. Vorapol Socatiyanurak
Bangkok, May 13, 2013 ? The companies aiming to broker a variety of investment units offered by different asset management companies will be eligible to apply for Type D license. Certain requirements and a minimum of 10 million baht in paid-up capital will also be applicable. Meanwhile, annual license fee will be lowered for the all Type D licenses brokering at least 3 types of the investment unit schemes from at least 10 asset management companies. SEC Secretary-General Vorapol Socatiyanurak sa...
Bangkok, March 15, 2011 ? The SEC will propose permission for precious metals business operators to undertake derivatives business limited to brokerage of precious metals derivatives, as part of the attempt to promote derivatives market development. The plan followed the Cabinet?s recent approval for inclusion of silver and platinum on the SEC list of 14 approved goods and variables under the Derivatives Act of 2003 and will support the Thailand Futures Exchange (TFEX)?s upcoming launch of silve...
personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
Bangkok, August 28, 2012 ? ?It is necessary to expand access to sources of fund for business of all sizes, especially SMEs. The capital market can offer diverse financial vehicles and one of the suitable sources for new businesses with high growth potential is private equity (PE),? said SEC Secretary-General Vorapol Socatiyanurak at today?s seminar on ?Private Equity: Business Alliances for Business Growth.?PE is an investment of institutional investors or high net worth individuals who commit t...
supports life assurance firms to follow the proxy voting guidelines by voting for fair and useful agenda and against those with unfairness and non-transparency. The implementation of guidelines will enhance
Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their competitiveness with more distribution channels, new types of mutual funds and join business development in the
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She