AMLO Chairman Chatchai Phromlert and AMLO Secretary-General Theppasu Bavornchotidara emphasized AMLO's pivotal role in capital market oversight as a regulator of SET's securities member companies designated to report various transactions and as an enforcement agency against predicate offenses in the capital market. For cases involving violations of the Securities and Exchange Act, including stock manipulation and insider trading, AMLO will work closely with the SEC, which directly regulates thes...
Pursuant the Digital Asset Business Law, as amended, digital asset business operators having any of the following characteristics are deemed to be providing services to persons in Thailand, which requires proper license under the Digital Asset Business Law: (1) having a digital platform displayed, in whole or in part, in the Thai language; (2) having a digital platform registered by using a domain name with the extension “.th” or “.ไทย” or any other name that signifies Thailand or the Kingd...
Recently, the Securities and Exchange Commission (SEC) has conducted investigations and found that Bybit .com (https://www. bybit .com), 1000x .live (https://www. 1000x.live), CoinEx (https://www.coinex.com/), OKX (www.okx. com/th), and XT.COM (www.xt.com) had provided services of digital asset trading platforms without license. The SEC therefore filed criminal complaints with the Economic Crime Suppression Division of the Royal Thai Police for offenses liable to be unlicensed digital asset busi...
qualifications whereby an IPO applicant shall not get involved in any illegal business. The proposed amendments are in line with the regulations for issuance of newly issued shares of public limited companies
Currently, the IPO regulations specify that an IPO applicant shall not get involved in any illegal business without specifically defining the term. Thus, the term can be broadly interpreted and may
unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities.The SEC has been monitoring and observing events or exhibitions involving booth setups related
ปูแบบรายงานทีส่ง่ผา่นระบบ OFAR และ Validation Message) การปรบัปรงุ วนัทีป่รบัปรงุ วนัทีม่ผีล รายละเอยีดการปรบัปรงุ คร ัง้ที ่1 30 ม.ค. 63 1 ก.พ. 64 1. เพิม่รปูแบบและเงือ่นไข validation รวมทัง้ชดุ code
หนา้จอ Submit ใหค้ลิก Verify เพื่อใหร้ะบบตรวจสอบขอ้มูลก่อนส่ง (Simple Validation) 2.9. ถา้ไม่พบขอ้ผดิพลาดในขั้นตอน Simple Validation ระบบจะแสดงขอ้ความ ‚Your selected report on ….. passed validation
caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities. The SEC has been monitoring and observing events or exhibitions