รายงาน ทีเ่มนู Submission Status ในระบบ OFAR เป็น “Validating” หรอื “Error”ส านักงานจะยังถอืวา่ ส านักงานยังไม่ไดรั้บรายงาน หรอืถอืเสมอืนบรษัิททา่นยังไมส่ง่รายงาน ใหส้ านักงาน เรยีน บรษัิทหลกัทรัพยจ์ัดการก
processing and confirming the redemption orders in violation of the tax terms; (2) In the case of {B}, she was found to sign the redemption orders without double-checking the correctness of
. Additionally, the SEC has been raising awareness among investors through various media and providing tools for verifying information before making investment decisions, such as the "SEC Check First" application
investors’ awareness through various media. The SEC also introduced tools for verifying investment information, such as the "SEC Check First" application and the "Investor Alert" feature on the SEC website
reporting investment scams, aiming to educate and build investors’ awareness through various media. The SEC also introduced tools for verifying information before making investment decisions, such as the "SEC
expedite the investigation of this particular case. The task force has already conducted interviews with over 400 victims and collaborated with the SEC in verifying relevant information to support
an EU equivalent country confirming EU and Thailand?s mutual reliance in that EU member states are able to rely on supervisory work of Thailand?s oversight systems, and vice versa. Accordingly, EU
expedited the process of verifying suspicious scam reports and promptly notify relevant authorities to shut down fraudulent contents or channels used for investment scams. Under this initiative, the SEC has
draft prospectus for initial public offering of shares. The SEC's probe found that {X1} Company and {A} did not exercise due care in verifying relationships between the applicant and a company in the case
Fund 75/25 (BLTF75/25) after only verifying the client?s name and the number of units to be redeemed without reviewing the client?s account statement nor calling for the client?s close attention to the