Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
The Securities and Exchange Commission (SEC) held a meeting with the Department of Climate Change and Environment (DCCE), the Ministry of Natural Resources and Environment (MNRE), the Thailand Greenhouse Gas Management Organization (TGO), the Fiscal Policy Office (FPO), and the Stock Exchange of Thailand (SET) to discuss guidelines for regulating carbon credit trading under the draft Climate Change Act B.E. .... , which aims to drive Thailand towards effective goals in addressing climate c...
SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
and ASCO, has worked on this project, aiming to achieve three objectives, consisting of Coverage: to expand the analysis on interesting securities that lack research papers, such as companies in
Institute of Development Administration (NIDA) to organize ?SEC Working Papers Forum.? The Forum starting by this month aims to provide a platform for capital market research presentation and knowledge
Bangkok, June 2, 2015 ? The SEC jointly with the School of Development Economics of NIDA hosted the 4th SEC Working Papers Forum, 2015 on ?Global financial market risks and financial plan for
Bangkok, November 19, 2014 - The SEC organized ?5th SEC Working Papers Forum?, presented two research papers addressing ?Behavioral Finance and Regulations Who won and Who lost?? The studies found
Bangkok, August 25, 2014 - The SEC organized ?2nd SEC Working Papers Forum?, jointly with the Faculty of Commerce and Accountancy, Thammasat University presented research paper on ?How stocks react
the integration of ESG factors, especially climate change, into securities research papers to provide investors with information for making investment decisions. An expert lecturer from CFA Institute