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คำที่มีความหมายหรือสะกดใกล้เคียง : supervised , supervises , Oversee Classified , Oversee Categorized , Manage Classified

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List of investment analysts / investment consultants classified by company

List of investment analysts / investment consultants classified by company Please wait... List of investment analysts / investment consultants classified by company Please enter search criteria. Date

https://market.sec.or.th/public/orap/IC03.aspx?lang=en&CompRunCode=

SEC suspends securities firm executive for failing to supervise compliance

Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6452

Report on expiry dates of investment analysts / investment consultants classified by company

Report on expiry dates of investment analysts / investment consultants classified by company Please wait... Report on expiry dates of investment analysts / investment consultants classified by

https://market.sec.or.th/public/orap/IC04.aspx?lang=en

SEC and relevant agencies discuss ways to supervise carbon credit trading

The Securities and Exchange Commission (SEC) held a meeting with the Department of Climate Change and Environment (DCCE), the Ministry of Natural Resources and Environment (MNRE), the Thailand Greenhouse Gas Management Organization (TGO), the Fiscal Policy Office (FPO), and the Stock Exchange of Thailand (SET) to discuss guidelines for regulating carbon credit trading under the draft Climate Change Act B.E. .... , which aims to drive Thailand towards effective goals in addressing climate c...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10671

SEC to revise rules to supervise private funds for operating flexibility

SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8659

SEC prepares to revise rules to supervise private funds for operating flexibility

SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8678

The SEC’s public hearing on the proposed measures to prevent the usage of digital asset as a tool in the commission of crime and to supervise digital asset custodial wallet provider

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=691

SEC sanctions five capital market personnel

manager, failed to supervise his subordinates ({B}, {C} and {E}) in performing their duties causing the aforesaid wrongdoings in violation of law on securities and exchange and relevant rules; classified as

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5574

Debt - SECOpenData

Last Updated : 09 Mar 2025 Debenture summary Debt Securities Offerings Classified by Term Download data Long-Term Debt Securities Offerings Classified by Type of Offerings Download data Debt Securities

https://secopendata.sec.or.th/Debt

The Securities and Exchange Commission

Asset Value Classified by Asset Management Companies ( 4 record(s) found) No. Report Name Data File As of Data Definition 1 [Private Funds] Number of Private Funds and Net Asset Value Classified by Asset

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