perform duties or provide services with honesty and good faith. Specifically, (1) he requested and used client’s mutual fund trading account to conduct investment transactions in mutual funds under the
Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri
important information in POWER-P?s 2005 financial statements and documents, as well as incomplete, incorrect and inaccurate accounts to deceive the others. Owing to the fact that Ratchasak made confession
relevant period. His order or action resulted in Bitazza’s offence regarding the digital asset dealer without a license owing to joint providing the product known as "Freedom Card" with
period. His order or action resulted in Bitazza’s offence regarding the digital asset dealer without a license owing to providing a service known as "Crypto Dust" and joint providing the product
offence regarding the digital asset dealer without a license owing to joint providing the product known as "Freedom Card" with Bitazza Company Limited. Accordingly, Mr. Kavin and Mr. Wee Kiat
relevant period. His order or action resulted in IBS Intensive's offence regarding the digital asset fund manager without a license owing to, during 17 November 2021 – 3 May 2022, providing services or
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the