The Capital Market Supervisory Board passed a resolution approving the amendments to the regulations to clarify the nature of business operation of securities issuing companies or listed companies that may fall under the category of investment company, and to ensure that their operation does not demonstrate the objective of seeking investment returns for investors in a similar manner to operating an investment management business. The amendments aim to prevent the use of the initial public offer...

Bangkok, December 16, 2008 ? At the request of Natural Park Public Co., Ltd. (N-Park), the SEC granted the company an exemption from having its Q2/2008 financial statements adjusted after the company

Bangkok, December 16, 2008 ? At the request of Natural Park Public Co., Ltd. (N-Park), the SEC granted the company an exemption from having its Q2/2008 financial statements adjusted after the company

According to TMB’s report, a Limited Broker Dealer and Underwriter (LBDU) licensee, Sarunya, an investment consultant for Complex Instruments Type 2, committed an offense and later OIC ordered a revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the insurance company in charge. SEC has considered that Sarunya, whose license as life insurance...

THB 80 million) with the company owning 100% of the shares. o The company issued Unsubordinated and Unsecured Debentures in the Name-Registered Certificate, private placement offered to Institutional

about the number of shares held by the issuer’s directors and members of its senior management bodies. 2 “controlling shareholder” : The shareholder beneficially owning more than 10% interest in the

other security holders or creditors have claims that would be viewed as senior, as having priority, or otherwise limiting the rights of the debt securities holders to any payment on the debt securities. 2

to vote. In addition, disclose any 2 “controlling shareholder” : The shareholder beneficially owning more than 10% interest in the voting shares of the company. 11 arrangement known to the issuer that

particular financial service provider/ intermediary. 4. Owning investment holdings • Explain the key information in an investment account statement or transaction confirmation document. • Identify the impact

แบบแสดงรายการขอมูลการเสนอขายตราสารหน้ี (รายครั้ง) (แบบ 69-DEBT-PO-GOV.AGENCY) บริษัท........... (ช่ือไทย/อังกฤษของผูเสนอขายตราสารหน้ี) ............. เสนอขาย ......................................................................................................................... ......................................................................................................................... ....................................................................................................