Bangkok, August 9, 2012 ? The SEC defines trust as securities issuer under the Securities and Exchange Act of 1992 in order to form clearer scope of duties and responsibilities of trust, trustee and other parties related to the transaction. When applying to Real Estate Investment Trusts (REITs), the regulations will make clear that REIT manager is responsible for disclosure of information on REITs? financial status and operational result.? Besides, the SEC allows type 1 property fund to borrow f...
Bangkok, January 6, 2011 ? The SEC today announced that the tender offer for securities acquisition of Energy Earth Public Company Limitd (EARTH) (former name: Advance Paint and Chemical (Thailand) Public Limited Company) via Form 247-4 on December 23, 2010 had failed to comply with the provisions on tender offer price under the takeover rules. The offerors ? (1) Phisudhi Phihakendr, (2) Phiroon Phihakendr, (3) Phipat Phihakendr, (4) Phiboon Phihakendr, (5) Voranut Phihakendr and (6) Khajohnpong...
Bangkok, January 14, 2013 ? The SEC revealed four key strategies, highlighting six initiatives to be launched in 2013. Its strategic direction includes: reaching out in response to the needs of
The Securities and Exchange Commission (SEC) organized a dynamic training program to enhance essential knowledge and investment insights for financial trainers. SEC Secretary-General Pornanong
joined and assigned their executives and representatives to attend financial literacy training courses. The trainees then become the trainers working on knowledge transfer, activities or clinic within
aims to facilitate private sector?s issuance of new financial products in response to market needs. Under the proposal, the principle-based set of rules enabling a more flexible coverage of various
Bangkok, July 23, 2015 ? The SEC has announced organizational restructuring to be more responsive to needs of each stakeholder group. By adopting an ?end-to-end? approach, the restructuring will
Strategy "This collaboration between SEC and the Department of Industrial Promotion is considered a new dimension that will help the SEC understand the real needs, problems and obstacles. And the SEC will
directors? independence; 2) CSR in process: operating normal course of business with social and environmental responsibility while balancing stakeholder needs; 3) Anti-corruption in practice: being a role