Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed
Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered
Facebook Page ชื่อ National Fund : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
Facebook Page ชื่อ National stocks : Unlicensed securities and derivatives business (Disclosure Date : 09/02/2024)
, banking, and capital market sectors will remain secure and safe. The discussion was joined by Air Vice Marshal Amorn Chomchoey, Secretary General of the National Cyber Security Agency, and Khun Sirithida
line with the ever changing market environment.” Starting from 2022, attending and passing the ESG compulsory training course every two years will be a requirement for renewal of approval for capital
Bangkok, 30 October 2017 ? The SEC is seeking public comments on the draft amendments to the ongoing capital requirement rules, which are imposed on asset management companies. The hearing also
Presently, the digital asset business operators are required to hold shareholders’ equity as a minimum capital requirement to assure their sufficient capital for continuous business operations