SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
SEC is in the process of preparing to open up a booth at the National Children’s Day 2020 event at the Rajvithi Home for Girls on Saturday, 11 January 2020, facilitated by Ministry of Social
formulate national strategy, targeting children and workers. At this meeting, OECD provided selected policy recommendations for Asian countries which will be very beneficial, if implemented by the relevant
Facebook Page ชื่อ National Fund : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)
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, banking, and capital market sectors will remain secure and safe. The discussion was joined by Air Vice Marshal Amorn Chomchoey, Secretary General of the National Cyber Security Agency, and Khun Sirithida
Facebook Page ชื่อ National Funds and Stocks : Unlicensed securities and derivatives business (Disclosure Date : 22/01/2024)
Bangkok, 16 September 2016 ? The National Legislative Assembly has approved the new amendments to the Securities and Exchange Act (SEA), which aim to enhance enforcement efficiency by amending the