Complex Type 3 Investment Consultant
(NAV) of investment units and the price of the investment units of UI mutual funds to be consistent with the guidelines of mutual funds for retail investors, mutual funds for accredited investors and
Bangkok, May 30, 2011- Following Thoresen Thai Agency Plc., (TTA)disclosed through the Stock Exchange of Thailand (SET) that on May 27, 2011, 75 shareholders claiming to hold 72,212,550 shares or 10.199% filed a letter requesting the company to hold extraordinary shareholders? meeting to consider the matters of (1) rights offering of newly issued shares and share warrants and (2) change of the company accounting period. TTA will examine whether the shareholders? request and shareholding of eac...
businesses in case they fail to maintain capital adequacy as required.SEC has proposed a grace period of two years for existing asset management companies and trust managers in operation before the effective
services to protect investors’ asset and stringent supervision on asset separation to keep private funds safe without asking for the approval of being custodian again. Such move will improve flexibility
access to investment-related information. To fulfill this mission, the SEC developed the "Mutual Funds Insight" microsite to serve as a center of knowledge, services, and tools related to mutual fund