Facebook page "OKJ Inside Life" : Unlicensed securities and derivatives business (Disclosure Date : 15/07/2025)

Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Chai Sophonpanich for disclosing inside information for other persons to purchase shares of Bangkok

) concerning the establishment of the Capital Market Development Fund (CMDF). This second consultation focuses on revising the CMDF's objectives to include necessary financial support for the Stock Exchange of

Bangkok, March 23, 2011 ? An SEC record of 2010 showed growth in the provident fund (PVD) industry with 1,765 employers offering provident funds with employee?s choice, accounting for 17.7 percent of the total employers with provident fund or a 34.5 percent increase from the preceding year. The industry was growing significantly and by the end of 2010 the total number of PVD employers had risen to 9,975 or a 6.4 percent increase, and fund members to 2.1 million or a 7.3 percent rise, from the pr...

Bangkok, November 8, 2010 ? The SEC Board Meeting No. 14/2010 held today has approved in principle the establishment of infrastructure funds upon which the governing regulations will be announced by

In October 2024, the SEC conducted a hearing to gather comments from the public and stakeholders on the draft amendments to the IT Regulation and Guideline. Feedback and suggestions from stakeholders were incorporated into the finalization process. The SEC has issued notifications specifying the amendments with the key points as follows:           (1) To adjust the frequency of submitting IT audit reports to be more appropriate for the risk level of small business operators and low-risk op...

Government Gazette since 1 December 2023, officially allowing asset management companies to launch the fund right away. Initially, the SEC has received 22 applications for Thailand ESG Funds establishment

Rules on Establishment of Information Technology Systems, with the following key points:     (1) To adjust the frequency of submitting IT audit reports to be appropriate for the risk level of small

With reference to a public hearing on the proposed revision to the IT Standard conducted between 14 June and 15 July 2024, the SEC received a wide range of valuable responses from stakeholders. The respondents’ feedback and recommendations were carefully considered for the drafting of relevant amendments.The SEC is conducting this public hearing on the proposed amendments to the IT Regulations and Guidelines, which cover the following key points:  (1) To reduce the submission frequency of IT aud...

Earlier, the SEC issued regulations on establishment and management of high-yield bond funds, which have been effective since 1 August 2021. The regulations aim to provide bridge financing for high