ก.ล.ต. เปิดรับฟังความคิดเห็นการปรับปรุงประกาศการจัดทำและเปิดเผยรายงานการถือหลักทรัพย์ของบริษัทจดทะเบียน (บจ.) โดยบุคคลวงใน เพื่อให้ผู้ลงทุนสามารถติดตามความเคลื่อนไหวเกี่ยวกับการซื้อขายหลักทรัพย์หรือ
to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of
Facebook page Business Insider : Unlicensed securities and derivatives business (Disclosure Date : 31/05/2023)
director and executive at the time of the offence, on the ground of insider trading. They were ordered to pay civil fines and return any gains from the offence.*Mr. Suphanan, however, sent a letter asking
that Sakorn solicited the person to purchase BSEC shares based on the insider information that OSK Investment Bank Berhad (OSKIB) in Malaysia was interested in buying BSEC shares from Bangkok First
Bangkok May 9, 2012 ? The Southern Bangkok Criminal Court, on April 24 2012, sentenced Ratchanee Panich to a fine of 1,259,323.11 baht for aiding or abetting Apichart Rungruengacheeva (formerly Wisit Kanjanopas) in trading shares of Karat Sanitaryware Plc. ("KARAT") through her own account by using inside information. Such information was obtained by Apichart while performing duty as a chief legal counsel for the client in acquiring KARAT?s shares from its major shareholder and launching a tende...
Bangkok, August 21, 2012 ? The SEC revealed that the Settlement Committee has imposed a fine of 500,000 baht on Sunthorn Chaononghin, then an engineer of Solartron PLC (SOLAR), for trading SOLAR shares by using non-public information about SOLAR and Wuxi Suntech Power Co., Ltd. (SUNTECH) jointly won the bid for solar power plant project of Bangchak Petroleum PLC (BCP) in which SOLAR will be entitled to revenue sharing around 1,120 million baht.With the referral from the Stock Exchange of Thailan...
characteristics of director and executive at any issuing or listed company for a period up to 3 years to be specified by the SEC.In case of Ornsiri, her assistance to Assavin?s insider trading was an offence under
Bangkok, August 15, 2011 ? The Settlement Committee imposed a fine on Phaibul Chalermsaphayakorn, Pongchalerm Chalermsaphayakorn, and Chaiwat Cruecha-em for using undisclosed information they had obtained by virtue of their positions to sell shares and warrants of Unique Mining Services Plc. (UMS) and also imposed a fine on Patra Chalermsaphayakorn as an aider. The Settlement Committee imposed a respective fine of B5,363,120.64, B1,296,010.44, B3,723,416.40 and B333,333.33 on Paiboon, Pongsach...