issued securities. The proposal aims to accommodate a new holding company established as a result of shareholding and business restructure. The newly established holding company is therefore unable to
Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
organization. The SEC was one of the three winners of the Award. The award presentation ceremony was held at the Queen Sirikit National Convention Center on 6 August 2025.The SEC has established AI governance
and derivatives business operators to support the government’s policy above and align with the holiday schedule established for financial institutions and specialized financial institutions.
with the Cabinet’s resolution and the special holiday schedule established for financial institutions and specialized financial institutions for the year 2023. _________________________
granting of such approval shall be in accordance with the rules, conditions and procedures as specified by the SEC. The establishment of a branch office of a financial institution established in accordance
special holiday schedule established for financial institutions and specialized financial institutions for the year 2024, in accordance with the Government’s policy.
license. In case where the residual period of the first calendar year of license to undertake the business is less than six months, the licensee shall pay half of the fee for business undertaking as