Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the management team convened a meeting with Mr. Chanin Vongkusolkit, TLCA Chairman, and the board members to discuss collaboration in developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from investors and have their securities listed on the Stock Exchange of Thailand (SET), while growing su...
The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Finance (MOF), the Stock Exchange of Thailand (SET), the Federation of Thai Capital Market Organizations (FETCO), and relevant agencies, is advancing the “Thai Capital Market Competitiveness & Attractiveness,” with the aim of enhancing the market’s competitiveness and attractiveness while strengthening investor confidence.In this regard, the Taskforce for a Competitive and Attractive Market (Taskforce) rev...
Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries
, 2013 that it is the joint investment of the purpose of establish a hospital 100 beds on Petchaburi road in Bangkok Province. This project has purchased the land at first amount 2 rai 154.2 square yards
Technology System dated 12 September 2016 (“Notification No. Sor Thor. 37/2559”) require that intermediaries establish policies, measures and operating systems for governance of technology and information
Technology System dated 12 September 2016 (“ Notification No. Sor Thor. 37/2559 ”) require that intermediaries establish policies, measures and operating systems for governance of technology and information
instruments* contain no complex features. For example, the issuer is allowed to postpone or cancel interest payments or other compensations or to establish write-off criteria, etc. NC bonds are not considered
or cancel interest payments or other compensations or establish write-off criteria, etc., and excluding NC bond from the plain vanilla category; and (3) Revising the process for amending the use of
Section 230 Securities and Exchange Act B.E. 2535 Section 230. Securities companies may jointly establish an association related to securities business with an object of promoting, without seeking