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In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
Type of securities : Common share | Effective Date : 06/05/2022 | Close Selling Date : 13/05/2022
Outsourcing Function related to Business Operation to Third Party
Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party
Last Updated : 09 Mar 2025 Debenture summary Debt Securities Offerings Classified by Term Download data Long-Term Debt Securities Offerings Classified by Type of Offerings Download data Debt Securities
paid-up capital suitable for the business nature and risks instead. In addition, the SEC Board has the power to exempt certain business undertaking from being classified as securities business such as
Asset Value Classified by Asset Management Companies ( 4 record(s) found) No. Report Name Data File As of Data Definition 1 [Private Funds] Number of Private Funds and Net Asset Value Classified by Asset
results Securities Offering ( 12 record(s) found) No. Report Name Data File As of Data Definition 1 Equity Securities Offerings Classified by Type of Offerings Quarter 2/2023 2 Debt Securities Offerings