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คำที่มีความหมายหรือสะกดใกล้เคียง : classifies , classifieds , Categorized Obligation , Categorized Responsibility , Sorted Obligation

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List of investment analysts / investment consultants classified by company

List of investment analysts / investment consultants classified by company Please wait... List of investment analysts / investment consultants classified by company Please enter search criteria. Date

https://market.sec.or.th/public/orap/IC03.aspx?lang=en&CompRunCode=

Report on expiry dates of investment analysts / investment consultants classified by company

Report on expiry dates of investment analysts / investment consultants classified by company Please wait... Report on expiry dates of investment analysts / investment consultants classified by

https://market.sec.or.th/public/orap/IC04.aspx?lang=en

SEC files a criminal complaint against IFEC executive for performing duty dishonestly

B.E. 2535 (1992). By committing the aforesaid act with a wrongdoing intent, Wichai benefited from the results of the election. Such misconduct is therefore liable to dishonest performance of duty

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6772

The SEC rejects deadline extension for EARTH special audit report and shall inspect executives? duty performance

the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=6851

SEC revises Thai ESG rules to broaden investment scope and strengthen asset management companies’ fiduciary duty for responsible investment

Thai ESG funds and strengthen the fiduciary duty of asset management companies (AMCs) to ensure responsible investment. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “The Capital Market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10975

SEC penalizes an investment consultant for 5 years due to duty performance without loyalty, causing damage to clients

Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8075

SEC Thailand’s Public Hearing on Proposed Amendment and Draft Regulation on Qualification of Settlor of Trust and Trustee and Conduct and Duty of Trustee

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=727

ก.ล.ต. ออกประกาศรองรับเงื่อนไขใหม่ของกองทุน Thai ESG โดยขยายขอบเขตการลงทุน และส่งเสริมบทบาท บลจ. ในการใช้ fiduciary duty เพื่อการลงทุนอย่างรับผิดชอบ

คณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จึงปรับปรุงหลักเกณฑ์ที่เกี่ยวข้อง เพื่อรองรับกับมาตรการดังกล่าว โดยขยายขอบเขตการลงทุนของกองทุน Thai ESG เน้นบทบาท บลจ. ในการใช้ fiduciary duty เพื่อ

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10973

SEC imposes three-month suspension on an investment consultant

Bangkok, July 8, 2013 - The SEC suspended {A} from duty as an approved securities investment consultant for a period of three months.Following investor complaint, the SEC found from communication

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5051

SEC sanctions investment consultants

to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012; classified as prohibited characteristics of personnel in the capital market according to Clause 6(1) of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5076