plans and distribution of digital tokens, examine and ensure source code that matches the disclosed information, and identify investors’ identity, status and risk-taking ability.Once ICO portals are
Bangkok, June 5, 2013 ? The SEC revised rules on outsourcing in securities and derivatives businesses to enhance flexibility and efficiency of business operators. The revised rules will become
Bangkok, November 3, 2014 ? The SEC will revise underwriting rules to provide more flexible risk management by permitting underwriters to trade underlying securities of the underwritten securities
Following the issuance of regulations on information technology systems in 2022*, the SEC recognizes that the current rules should be updated to enable business operators in the capital market to
SEC intends to revise its regulations on information disclosure of green bond offering for those who need to issue and offer green bonds in compliance with international standards. Additional
break the rules or fail to perform such duty, they will be held legally liable.Moreover, information concerning unitholding or change of unitholding by directors and executives of trust managers and
IT-related risks arising from the use of technology; (5) To Improve other details of the rules to better communicate the intent of the oversight and enable effective risk control
arising from the use of technology; and (5) To Improve other details of the rules to better communicate the intent and enable effective risk control implementation.The public hearing documents are
The regulatory revision on the information disclosure and an issuer’ auditor takes into account the readiness of the capital markets without creating too much burden for stakeholders. Significant
in their business operation.The SEC is therefore proposing draft rules related to preparation and submission of data and information according to specific, standardized formats to facilitate ICO