rules, which contains key points as follows: (1) Revoking the requirement for notifying details of each advertisement and the associated expenses to the SEC; (2) Advertisements need to be considered
. Persuasion to invest with falsely high return in a short period may be regarded as deception to investors. SEC would like to warn investors to take caution and inspect details before making an investment
details of the rules to better communicate the intent and enable effective risk control implementation.The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=998 and the
. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 16/2568 Re: Rules in Details related to Communication and Investor Service Provision for Securities Companies and Derivatives
IT-related risks arising from the use of technology; (5) To Improve other details of the rules to better communicate the intent of the oversight and enable effective risk control
arising from the use of technology; and (5) To Improve other details of the rules to better communicate the intent and enable effective risk control implementation.The public hearing documents are
customers, certain details of these rules are not in line with the Framework of ACMF. SEC therefore proposes to prescribe additional rules specifically applicable to the professionals from ASEAN countries
light of this circumstance, the Capital Market Supervisory Board has passed a resolution approving the proposed amendments to the debt securities offering and disclosure rules. The key points of the draft
(disclosure-based) for timely information disclosure without imposing an undue burden on the issuer. The amended regulations are summarized in the following details. 1. In addition to the existing requirements
SEC has applied the principles for regulatory reform to revising governing mutual fund regulations in order to ensure that these rules are reasonable, practical and less burdensome for the