accounts preparers and chief executive officers (CEO) of listed companies. This joint effort would further enhance public confidence in the capital market.?The SEC will focus on enhancing the level of
persons and general investors applies the same rules. In addition, the issuing companies must ensure that subscribers through any channels such as website or telephone, obtain executive summary or factsheet
. Nonetheless, she neither examined KYC/CDD documents of the client and the beneficial owner, nor recorded the beneficial owner's identity. In this case, the beneficial owner was an executive and a shareholder of
serving as a director or executive, at the maximum statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for further action within its authority, as
, as well as a bar from serving as a director or executive, at the maximum statutory penalties.In addition, the SEC has referred this matter to the Anti-Money Laundering Office (AMLO) for further
: Executive Priorities and Regulatory Expectations โดยพลอากาศตรี อมร ชมเชย เลขาธิการคณะกรรมการการรักษาความมั่นคงปลอดภัยไซเบอร์แห่งชาติ (2) อบรมหัวข้อ From Risk to Resilience: Quantum Cyber Risk & Capital
dated 2 April 2026 “SEC files criminal complaint against Exmix together with the executive for operating digital asset dealer business without a license, and issues an investor alert on platform
from holding the position of director or executive at any issuing or listed companies for 2 years from 22 June 2018 to 21 June 2020. SEC Act (before the fifth amendment) Section 241 Civil Action
. Chamaiporn from holding the position of director or executive at any issuing or listed companies for 3 years from 1 September 2018 to 31 August 2021. SEC Act (before the fifth amendment) Section 241 Civil
Mr. Pete Bodharamik Between 29 September to 12 October, 2016, Mr. Pete Bodharamik , Chief Executive Officer and Director of Jasmine International Plc (JAS), colluded with Mr. Krirkkrai Traibanyatkul