for covering risks, it shall clearly disclose the guideline on the margin placement and the use of such financial resource, including rights and duties of the members with regard to the margin placement

contract creating conflict of interest to the fund, Except that management company appoint other person to manage an investment independently by not taking part of such decision to invest. In this regard

. In this regard, the securities company shall comply with the rules prescribed by the Office and shall supervise the investor contacts to perform the duties in accordance with the rules prescribed by

to the securities company. In this regard, the CIS operator shall certify in writing that such information is the same as the one delivered to investors or submitted to home regulator, as the case may

sound financial health. Moreover, this aligns with the country's sustainable development goals and the SEC Strategic Plan, which aims to build a sustainable capital market. In this regard, the capital

case may be. In this regard, Boonchai and Boonchoke shall pay at the amount of 42,847,521.95 baht each, Preyatada at the amount of 28,254,489.95 baht, Ratana at the amount of 24,553,808 baht, Surachaste

another client’s account. In this regard, the SEC has emphasized that the bank should expedite the improvement of the operating system in order to mitigate any risk in this manner for its clients

company during the period they are prosecuted. In this regard, any shareholders and/or creditors of EARTH, who are affected by the above acts, are entitled to file a complaint to the special

audit firms in the capital market, requesting their cooperation in giving more importance to a strict audit quality control system with regard to protection of clients’ confidentiality. The SEC will

executives, namely {D} and {E} as capital market personnel for six months each starting from 29 December 2015 on the ground of being negligent with regard to supervision of the company's core work systems