fairly. The investment advisory company shall submit an application for approval to the Office together with the document evidences as prescribed by the Office. The Office shall finish the consideration of
. Notification of the Capital Market Supervisory Board No. TorThor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries
the management’s acknowledgment and application of such information to ensure efficient and up-to-date management; (3) putting in place an early warning system for maintenance of financial position to
information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct, and complete data processing
, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct
transportation services, supported technology and related application to public transportation business. All S will increase the registered capital from 100 million baht to 300 million baht, or increase in amount
. TorChor. 34/2551, Re: Re: Application Form and Supporting Documents for Offer for Sale of Newly Issued Share Warrants and Underlying Shares, For offering warrant to seller according to clause 3.1 (1) (c