accounts preparers and chief executive officers (CEO) of listed companies. This joint effort would further enhance public confidence in the capital market.?The SEC will focus on enhancing the level of

persons and general investors applies the same rules. In addition, the issuing companies must ensure that subscribers through any channels such as website or telephone, obtain executive summary or factsheet

. Nonetheless, she neither examined KYC/CDD documents of the client and the beneficial owner, nor recorded the beneficial owner's identity. In this case, the beneficial owner was an executive and a shareholder of

Mr. Kriengkrai lertsirisamphan Mr. Kriengkrai lertsirisamphan, the chairman of the executive committee (acting) and the managing director (acting) responsible for the operation of Professional Waste

Mr. Suthisak Lohsawat Mr. Suthisak Lohsawat, former director and chief executive officer of Agro Industrial Machinery Plc. (AMAC) (Presently Max Metal Corporation Plc. (MAX)), together with Mr. Mana

Mrs. Darunee Phu-ngoen Mrs. Darunee Phu-ngoen (or Darunee Jaihant), personal assistant to Mr. Suthisak Lohsawat, former director and chief executive officer of Agro Industrial Machinery Plc. (AMAC

Mr. Sunthorn Srimai Mr. Sunthorn Srimai rendered assistance and support for Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company Limited (IEC

Miss Kornrawan Sunprasert Miss Kornrawan Sunprasert rendered assistance and support for Mr. Bhusana Premanode, while being director and executive of International Engineering Public Company Limited

the aforementioned facts notified by Zipmex Thailand. Accordingly, Mr. Akalarp Yimwilai, who was the director and chief executive officer (CEO) responsible for the operation of Zipmex Thailand at the

Mr. Katsuyuki Mizumachi During 2016-2017, Mr. Katsuyuki Mizumachi, the former Chief Executive committee, colluded with other person acted dishonestly through 5 suspicious transactions, estimated