system of the Stock Exchange of Thailand within the period specified in the notification. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1)(2)(3)(4) Criminal Complaint
KKC’s failure to prepare and submit the audited financial statements for the year 2023 through the transmission system of the Stock Exchange of Thailand as prescribed by the Notification of the Capital
KKC’s failure to prepare and submit the financial report for the year 2023 together with an interim management discussion and analysis through the transmission system of the Stock Exchange of Thailand as
KKC’s failure to prepare and submit the reviewed financial statements for Q1/2024 through the transmission system of the Stock Exchange of Thailand as prescribed by the Notification of the Capital Market
procedures as specified in the notification. In this regard, Bitazza's compliance system for monitoring the operations of the digital asset business operator was deficient. In particular, Bitazza failed
transmission system of the Stock Exchange of Thailand within the period specified in the notification as follows : (1) the reviewed financial statements for Q1/2022, (2) the reviewed financial statements for Q2
prepare and submit (1) the reviewed financial statements for Q1/2022, (2) the reviewed financial statements for Q2/2022 and (3) the reviewed financial statements for Q3/2022 through the transmission system
Group Lease Public Company Limited Group Lease Public Company Limited ("GL") a listed company, failed to prepare and submit the financial reports through the transmission system of the
custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of its client’s assets; (b